Section 39(1BB)

The requirements of this subsection are— that A is entered on the record maintained by the FCA by virtue of section 347(1)(hb); that A’s principal is a person who has a Part 4A permission to carry on one or more of the regulated activities mentioned in subsection (1BA)(b)(i); and that A’s principal is not a tied mortgage intermediary.

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Source: legislation.gov.uk · retrieved 2026-09-04