Section 3E(2)

The memorandum may in particular contain provisions about how the regulators intend to comply with section 3D in relation to— applications for Part 4A permission; the variation of permission; the imposition of requirements; the obtaining and disclosure of information; cases where a PRA-authorised person is a member of a group whose other members include one or more other authorised persons (whether or not PRA-authorised persons); . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . the making of rules; directions under section 71O (designated activities: directions); directions under section 138A (modification or waiver of rules); powers to appoint competent persons under Part 11 (information gathering and investigations) to conduct investigations on their behalf; functions under Part 12 (control over authorised persons); . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . functions under Part 19 (Lloyd's); functions under section 347 (record of authorised persons etc.); functions under Part 24 (insolvency); fees payable to either regulator.

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Source: legislation.gov.uk · retrieved 2026-09-04