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Section 400(3)

FSMA 2000

If an offence under this Act committed by a partnership is shown— the partner as well as the partnership is guilty of the offence and liable to be proceeded against and punished accordingly. to have been committed with the consent or connivance of a partner, or to be attributable to any neglect on his part,

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Source: legislation.gov.uk · retrieved 2026-09-04