Section 401(3A)

For the purposes of subsections (2)(a) and (3)(a), the PRA is the “appropriate regulator” in respect of each of the following offences— an offence under section 55P(10) where the contravention is of a requirement imposed by the PRA; an offence under section 56(4) where the prohibition order is made by the PRA; an offence under section 177(3) where the investigation is being, or is likely to be, conducted on behalf of the PRA; an offence under section 177(4) where the requirement is imposed by the PRA; an offence under section 177(6) where the warrant is issued as a result of information on oath given by the PRA or a person appointed by the PRA to conduct an investigation on its behalf; an offence under section 191F(1) where the notice should have been given to the PRA; an offence under any of section 191F(2) to (4) and (5) to (7) where the notice, approval or information was given to or by the PRA; an offence under section 366(3), unless the activity of effecting or carrying out long-term contracts of insurance is not to any extent a PRA-regulated activity; an offence under section 398(1) where the information was given to the PRA.

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Source: legislation.gov.uk · retrieved 2026-09-04