Section 404A(2)
FSMA 2000
Financial Services and Markets Act 2000 · United Kingdom
The only examples that may be set out in the rules as a result of subsection (1)(b) are examples of things done, or omitted to be done, that have been, or would be, held by a court or tribunal to constitute a failure to comply with a requirement.
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Source: legislation.gov.uk · retrieved 2026-09-04