lexiara

Section 404A(8)

FSMA 2000

If the rules include provision under subsection (1)(k), they must also include provision for— in relation to any determination mentioned in section 404(6) and (7) made by the FCA. giving warning and decision notices, and conferring rights on relevant firms to refer matters to the Tribunal,

· All articles ·

Source: legislation.gov.uk · retrieved 2026-09-04