Section 409(11)

“The relevant legislation” means— in section 31 (authorised persons), subsection (1)(b); section 34 (EEA firms); section 36 (persons authorised as a result of paragraph 1(1) of Schedule 5); section 37 (exercise of EEA rights by UK firms); Part 13 (incoming firms: intervention by FCA or PRA) and regulations made under that Part; sections 266 to 269 (which relate to schemes recognised under section 264); in Schedule 5 (persons concerned in collective investment schemes), paragraphs 1(1) and (2) and 2(1); the Financial Services and Markets Act 2000 (Compensation Scheme: Electing Participants) Regulations 2001; Part 4 (mergers) of the Undertakings for Collective Investment in Transferable Securities Regulations 2011; any other provision of primary or subordinate legislation which is repealed, revoked, amended or modified by the EEA Passport Rights (Amendment, etc., and Transitional Provisions) (EU Exit) Regulations 2018; any other provision of primary or subordinate legislation which is repealed, revoked, amended or modified on IP completion day by regulations under section 8(1) of the European Union (Withdrawal) Act 2018 and which relates to— authorisation by virtue of Part 2 of Schedule 3 or by virtue of paragraph 1(1) of Schedule 5, or persons authorised by virtue of those provisions, the exercise by UK firms of EEA rights (as defined in Schedule 3), or the recognition of collective investment schemes under section 264, or schemes so recognised.

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Source: legislation.gov.uk · retrieved 2026-09-04