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Section 55O(3)

FSMA 2000

“The appropriate regulator” means— in a case where the UK authorised person is a PRA-authorised person and the case does not relate to a requirement that is imposed (or that could be imposed) under section 55NA, the FCA or the PRA; in any other case, the FCA.

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Source: legislation.gov.uk · retrieved 2026-09-04