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Section 60A(2)

FSMA 2000

In deciding that question, the authorised person must have regard, in particular, to whether the candidate, or any person who may perform a function on the candidate's behalf— required by general rules made by the regulator in relation to persons performing functions of the kind to which the application relates. has obtained a qualification, has undergone, or is undergoing, training, possesses a level of competence, or has the personal characteristics,

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Source: legislation.gov.uk · retrieved 2026-09-04