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Section 63E(9)

FSMA 2000

In this section any reference to an employee of a person (“A”) includes a reference to a person who— personally provides, or is under an obligation personally to provide, services to A under an arrangement made between A and the person providing the services or another person, and is subject to (or to the right of) supervision, direction or control by A as to the manner in which those services are provided.

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Source: legislation.gov.uk · retrieved 2026-09-04