lexiara

Section 66(5)

FSMA 2000

For the purposes of subsection (4)— a regulator is to be treated as knowing of misconduct if it has information from which the misconduct can reasonably be inferred; and proceedings against a person in respect of misconduct are to be treated as begun when a warning notice is given to him under section 67(1).

· All articles ·

Source: legislation.gov.uk · retrieved 2026-09-04