Schedule 15, Part 1, paragraph 6(2)

For subsection (1) substitute— If the competent authority considers that— has contravened any provision of listing rules, it may impose on him a penalty of such amount as it considers appropriate. an issuer of listed securities, or an applicant for listing, If the competent authority considers that— has contravened any provision of disclosure rules, it may impose on him a penalty of such amount as it considers appropriate. an issuer who has requested or approved the admission of a financial instrument to trading on a regulated market, a person discharging managerial responsibilities within such an issuer, or a person connected with such a person discharging managerial responsibilities,

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Source: legislation.gov.uk · retrieved 2026-09-04