Schedule 15, Part 1, paragraph 8

In section 97(1) (appointment by the competent authority of persons to carry out investigations), for paragraphs (a) and (b) substitute— there may have been a contravention of— a provision of this Part or of Part 6 rules, or a provision otherwise made in accordance with the prospectus directive or the transparency obligations directive; a person who was at the material time a director of a person mentioned in section 91(1), (1ZA)(a), (1A) or (1B) has been knowingly concerned in a contravention by that person of— a provision of this Part or of Part 6 rules, or a provision otherwise made in accordance with the prospectus directive or the transparency obligations directive;

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Source: legislation.gov.uk · retrieved 2026-09-04