Section 14

In this Part “securities” includes anything falling within any of the following classes. Class 1: shares and stock. Class 2: debentures, including— debenture stock, loan stock, bonds, certificates of deposit, and any other instrument creating or acknowledging a debt. Class 3: warrants or other instruments that entitle the holder to acquire anything in Class 1 or 2. Class 4: rights which— are granted by a deposit-taker, and form part of the deposit-taker's own funds for the purposes of Title 1 of Part 2 of the capital requirements regulation.

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Source: legislation.gov.uk · retrieved 2026-09-04