Schedule 10, paragraph 5(8)

After paragraph 6 insert— Third-country firms providing services or performing activities in accordance with this Article must— keep the data relating to all orders and transactions in the United Kingdom in financial instruments which they have carried out, whether on own account or on behalf of a client, for a period of five years, and make that data available to the FCA on request. The FCA may make rules requiring third-country firms providing services or performing activities in accordance with this Article to provide information specified in the rules to the FCA at intervals specified in the rules.

← 7 · All articles · 9 →

Source: legislation.gov.uk · retrieved 2026-09-04