Schedule 10, paragraph 6(3)

In paragraph 2— omit point (c), and at the end insert— the procedures concerning the coordination of investigations and on-site inspections that the FCA considers necessary for the purposes of carrying out its functions under this Regulation, which must include a requirement for the FCA to give prior notice to the competent authority of the third country; the procedures concerning the coordination of other supervisory activities; the procedures concerning a request for data by the FCA under Article 46(6A)(b); the mechanism for the FCA to obtain from a third-country firm providing services or performing activities in accordance with Article 46 further information in respect of the firm's operations by making a request to the competent authority of the third country concerned.

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Source: legislation.gov.uk · retrieved 2026-09-04