Schedule 1, Part 2, paragraph 49

Regulation 1(2) (interpretation) is amended as follows. For the definition of “capital requirements regulation” substitute— “the capital requirements regulation” means Regulation (EU) No. 575/2013 of the European Parliament and of the Council of 26 June 2013 on prudential requirements for credit institutions and investment firms and amending Regulation (EU) No. 648/2012; After that definition insert— “FCA investment firm” has the same meaning as in Part 9C of the 2000 Act; “financial institution” has the meaning given in Article 4(1)(26) of the capital requirements regulation; After the definition of “period of account” insert— “Regulated Activities Order” means the Financial Services and Markets Act 2000 (Regulated Activities) Order 2001 (S.I. 2001/544); “relevant FCA investment firm” has the meaning given in paragraph (2A); “small and non-interconnected firm” has the meaning given in rules made by the Financial Conduct Authority for the purposes of Part 9C of the 2000 Act;

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Source: legislation.gov.uk · retrieved 2026-09-04