Schedule 2, Part 1, paragraph 1(3)

General rules made for the purpose of subsection (1) may, among other things— impose requirements to be satisfied on an individual basis or on a consolidated basis; impose requirements relating to the processes for consolidation; make provision relating to transactions between an FCA investment firm and a member of its group, including provision requiring the disclosure of information; provide for exceptions from requirements; make provision by reference to the capital requirements regulation, to an instrument made under the capital requirements regulation or to Directive 2013/36/EU UK law, as amended from time to time.

← 2 · All articles · 4 →

Source: legislation.gov.uk · retrieved 2026-09-04