Schedule 2, Part 1, paragraph 1(4)

Rules made for the purpose of subsection (1) or under subsection (3) may, among other things— impose requirements to be satisfied on an individual basis or on a consolidated basis; impose requirements relating to the processes for consolidation; make provision relating to transactions between a parent undertaking of an FCA investment firm and a member of its group, including provision requiring the disclosure of information; provide for exceptions from requirements; make provision by reference to the capital requirements regulation, to an instrument made under the capital requirements regulation or to Directive 2013/36/EU UK law, as amended from time to time.

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Source: legislation.gov.uk · retrieved 2026-09-04