Schedule 2, Part 1, Part 9C, paragraph 143A(1)

In this Part, “FCA investment firm” means an investment firm that— is an authorised person within the meaning of section 31(1)(a), is not for the time being designated by the PRA under article 3 of the Financial Services and Markets Act 2000 (PRA-regulated Activities) Order 2013 (S.I. 2013/556), and has its registered office or, if it has no registered office, its head office in the United Kingdom.

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Source: legislation.gov.uk · retrieved 2026-09-04