Schedule 2, Part 1, Part 9C, paragraph 143S(1)

Subsection (2) applies where it appears to the FCA that an individual— to perform a function in relation to an activity carried on by a non-authorised parent undertaking of an FCA investment firm. is not of sufficiently good repute, or does not possess sufficient knowledge, skills and experience,

← 143S · All articles · 2 →

Source: legislation.gov.uk · retrieved 2026-09-04