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Schedule 10, Part 1, paragraph 1(1)

FSMA 2023

If it appears to the appropriate regulator to be necessary or expedient for the purposes of advancing a relevant objective, the appropriate regulator may make rules about the conduct of the following persons in relation to the performance by them of qualifying functions— persons in relation to whom the appropriate regulator has given its approval under section 309G (“Part 18 approved persons”); directors of relevant recognised bodies; employees of relevant recognised bodies.

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Source: legislation.gov.uk · retrieved 2026-09-04