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Schedule 10, Part 1, paragraph 1(1)

FSMA 2023

If the appropriate regulator proposes to take action against a person under section 309Z2, it must— give the person a warning notice, and in the case of proposed action under section 309Z2(2)(c), (d) or (e), give each of the other interested parties a warning notice.

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Source: legislation.gov.uk · retrieved 2026-09-04