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Schedule 11, Part 6, paragraph 134(1)

FSMA 2023

If an offence under paragraph 132 committed by a body corporate is shown— the officer as well as the body corporate is guilty of the offence and liable to be proceeded against and punished accordingly. to have been committed with the consent or connivance of an officer, or to be attributable to any neglect on the part of an officer,

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Source: legislation.gov.uk · retrieved 2026-09-04