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Schedule 11, Part 6, paragraph 138(3)

FSMA 2023

In complying with section 387(1)(a) of that Act, a warning notice must in particular— if it is about a proposal to publish a statement, set out the terms of the statement, if it is about a proposal to impose a penalty, specify the amount of the penalty, if it is about a proposal to direct a person to refrain from certain conduct, specify the conduct, and if it is about a proposal to impose a prohibition on holding an office or other position, specify the extent of the prohibition.

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Source: legislation.gov.uk · retrieved 2026-09-04