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Schedule 2, Part 4, paragraph 45(6)

FSMA 2023

The reference in paragraph (1)(b) to position management controls includes (for example) arrangements under which— the open interest positions of persons can be monitored; information and documentation can be obtained from persons about the size of positions entered into; requirements can be imposed on persons to terminate or reduce positions or to provide liquidity.

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Source: legislation.gov.uk · retrieved 2026-09-04