Section 17(3)

“Relevant enactment” means any provision made by or under— FSMA 2000; the Companies Act 2006; the Stock Transfer (Gilt-edged Securities) (CGO Service) Regulations 1985 (S.I. 1985/1144); the Financial Markets Insolvency (Settlement Finality) Regulations 1999 (S.I. 1999/2979); the Uncertificated Securities Regulations 2001 (S.I. 2001/3755); the Financial Collateral Arrangements (No. 2) Regulations 2003 (S.I. 2003/3226); the Government Stock Regulations 2004 (S.I. 2004/1611); the Money Laundering, Terrorist Financing and Transfer of Funds (Information on the Payer) Regulations 2017 (S.I. 2017/692); Regulation (EU) No 596/2014 of the European Parliament and of the Council of 16 April 2014 on market abuse (market abuse regulation); Regulation (EU) No 600/2014 of the European Parliament and of the Council of 15 May 2014 on markets in financial instruments; Regulation (EU) No 909/2014 of the European Parliament and of the Council of 23 July 2014 on improving securities settlement in the European Union and on central securities depositories; Commission Delegated Regulation (EU) 2017/565 of 25 April 2016 supplementing Directive 2014/65/EU of the European Parliament and of the Council as regards organisational requirements and operating conditions for investment firms and defined terms for the purposes of that Directive; Regulation (EU) 2017/1129 of the European Parliament and of the Council of 14 June 2017 on the prospectus to be published when securities are offered to the public or admitted to trading on a regulated market, and repealing Directive 2003/71/EC.

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Source: legislation.gov.uk · retrieved 2026-09-04