Section 38

A “compliance notice” is a notice requiring a person to take specified steps within a specified period to secure that a contravention does not continue or recur. If the appropriate body considers that a person has contravened or is contravening regulation 12(1), 13(2), 14(1) or 25 it may serve a compliance notice on that person. If a regulation authority considers that a person has contravened or is contravening section 1 of the 1989 Act it may serve a compliance notice on that person. A compliance notice must— state the authority's reason for serving it; specify the matters constituting the contravention; specify the steps which must be taken to secure that the contravention does not continue or recur; specify the period within which those steps must be taken; give information as to the rights of appeal (including the period within which an appeal must be brought).

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Source: legislation.gov.uk · retrieved 2026-07-30