Schedule 6, paragraph 5

The requirements specified in this paragraph are those— imposed in— regulation 18 (risk assessment by relevant persons); regulation 18A (risk assessment by relevant persons in relation to proliferation financing); regulation 19 (policies, controls and procedures); regulation 19A (policies, controls and procedures in relation to proliferation financing); regulation 20 (policies, controls and procedures: group level); regulation 21 (internal controls); . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . regulation 23 (requirement on authorised person to inform the FCA); regulation 24 (training); imposed by supervisory authorities under regulation 25 (supervisory action).

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Source: legislation.gov.uk · retrieved 2026-09-04