Schedule 1, Part 2, paragraph 5(1)

The FCA must maintain arrangements designed to enable it to determine whether persons on whom requirements are imposed by or under Part 3, 4 or 5 of these Regulations or non-authorised counterparties on whom requirements are imposed by Article 28 of the markets in financial instruments regulation are complying with them.

← 5 · All articles · 2 →

Source: legislation.gov.uk · retrieved 2026-09-04