Schedule 1, Part 3, paragraph 9

In this Part, “regulator” means the FCA or the PRA. In paragraphs 10 and 11, “appropriate regulator” means— in relation to a contravention of a requirement imposed by the PRA on a PRA-authorised person under Part 5 of these Regulations, the PRA; and in relation to any other contravention of these Regulations or of Article 28 of the markets in financial instruments regulation, the FCA.

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Source: legislation.gov.uk · retrieved 2026-09-04