Schedule 2, paragraph 6

In section 86(7) (exempt offers to the public) for subsection (d) substitute— a person whom— any relevant firm was authorised to continue to treat as a professional client immediately before 3 January 2018by virtue of Article 71.6 (transitional provisions) of Directive 2004/39/EC on markets in financial instruments ; and the firm may continue to treat as a professional client from 3 January 2018 by virtue of Section II.2 of Annex II to the markets in financial instruments directive.

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Source: legislation.gov.uk · retrieved 2026-09-04