Schedule 3, paragraph 1(14)

In paragraph 9 of the Schedule (complaints), after sub-paragraph (5) insert— The exchange must have in place effective procedures for its employees to report potential or actual infringements of— internally through a specific, independent and autonomous channel. these Regulations, provisions of the Act and subordinate legislation made under the Act (including rules) transposing the markets in financial instruments directive, the markets in financial instruments regulation, and directly applicable EU regulations made under the markets in financial instruments directive or the markets in financial instruments regulation,

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Source: legislation.gov.uk · retrieved 2026-09-04