Schedule 3, paragraph 2A(4)

The management body must— define and oversee the implementation of governance arrangements that ensure the effective and prudent management of the exchange in a manner which promotes the integrity of the market, which at least must include— the segregation of duties in the organisation; and the prevention of conflicts of interest; monitor and periodically assess the effectiveness of the exchange's governance arrangements; and take appropriate steps to address any deficiencies found as a result of the monitoring under paragraph (b).

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Source: legislation.gov.uk · retrieved 2026-09-04