lexiara

Schedule 3, paragraph 3A(1)

The exchange must— have written agreements with all investment firms pursuing a market making strategy on trading venues operated by it (“market making agreements”); have schemes, appropriate to the nature and scale of a trading venue, to ensure that a sufficient number of investment firms enter into such agreements which require them to post firm quotes at competitive prices with the result of providing liquidity to the market on a regular and predictable basis; monitor and enforce compliance with the market making agreements; inform the FCA of the content of its market making agreements; and provide the FCA with any information it requests which is necessary for the FCA to satisfy itself that the market making agreements comply with paragraphs (c) and (d) of this sub-paragraph and sub-paragraph (2).

· All articles ·

Source: legislation.gov.uk · retrieved 2026-09-04