Schedule 3, paragraph 9ZB(6)

In this paragraph— and the legislation referred to in paragraphs (b) and (c) is given effect— “the disclosure obligations” are the initial, ongoing and ad hoc disclosure requirements contained in— Articles 17, 18 and 19 of the market abuse regulation ; Articles 3, 5, 7, 8, 14 and 16 of Directive 2003/71/EC of the European Parliament and of the Council of 4 November 2003 on the prospectuses to be published when securities are offered to the public or admitted to trading ; Articles 4 to 6, 14 and 16 to 19 of Directive 2004/109/EC of the European Parliament and of the Council of 15 December 2004 relating to the harmonisation of transparency requirements in relation to information about issuers whose securities are admitted to trading on a regulated market ; and EU legislation made under the provisions mentioned in paragraphs (a) to (c); in the United Kingdom by Part 6 of the Act and Part 6 rules (within the meaning of section 73A of the Act); or in another EEA State by legislation transposing the relevant Articles in that State.

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Source: legislation.gov.uk · retrieved 2026-09-04