Schedule 5, paragraph 3

In paragraph 28 of Schedule 1 to the Uncertificated Securities Regulations 2001 (requirements for approval of a person as operator)— omit sub-paragraph (3) ; and in sub-paragraph (4) — in the definition of “branch”, for “4.1.26” substitute “ 4.1.30 ”; in the definition of “financial instrument”, for “4.1.17” substitute “ 4.1.15 ”; in the definition of “markets in financial instruments directive” for “2004/39/EC” substitute “ 2014/65/EU ”; and in the definition of “markets in financial instruments directive” for “21st April 2004” substitute “ 15 May 2014 ”.

← 2 · All articles · 4 →

Source: legislation.gov.uk · retrieved 2026-09-04