Section 1(4)

These Regulations come into force on 31st July 2017 — to enable the following to be done under the Act, as amended and applied by these Regulations— notices to be given or sent under section 312A(1)(b) (exercise of passport rights by EEA market operator) or 312C (exercise of passport rights by recognised investment exchange) of the Act; entries to be added, removed, or altered in the record the FCA maintains under section 347(1) of the Act; notices relating to any relevant regulated activity to be given or received under paragraph 13(1) , (1B) , or (1C) of Schedule 3 to the Act ; the PRA to give consent under paragraph 13(1D) of that Schedule; preparations to be made under paragraph 13(1E) or (1F) of that Schedule; notices relating to any relevant regulated activity to be given or received under paragraph 14(1)(ba) , (1B) , or (1C) of that Schedule ; preparations to be made under paragraph 14(1D) or 14(1E) of that Schedule; and notices relating to any relevant regulated activity to be given or received under paragraph 19(2) , (4) , (7B) , (8) , (11) , or (12) , or paragraph 20(1) , (3) , or (4) of that Schedule; and to enable notices to be given under the following provisions of the Financial Services and Markets Act 2000 (EEA Passport Rights) Regulations 2001 for the purposes of Schedule 3 to the Act, as amended and applied by these Regulations— regulation 4 (management companies, credit institutions and financial institutions: changes); regulation 4A (investment firms: changes to branch details); regulation 5A (investment firms: changes to services); regulation 11 (UK management companies, credit institutions and financial institutions); regulation 11A (UK investment firms: changes to branch details); and regulation 12A (UK investment firms: changes to services).

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Source: legislation.gov.uk · retrieved 2026-09-04