Section 32(7)

M must have a binding written agreement with each client which— details the rights and obligations of both parties arising from the provision of the service; and states that M is responsible for ensuring the client complies with the requirements of the UK law on markets in financial instruments and the rules of the regulated market or a multilateral trading facility; and

← 6 · All articles · 8 →

Source: legislation.gov.uk · retrieved 2026-09-04