Section 33

The FCA may require a member of, or participant in, a regulated market or multilateral trading facility subject to the requirements set out in regulation 32 (“M”) to provide on a regular or ad hoc basis— a description of the systems and controls mentioned in regulation 32(4); evidence that those systems and controls have been applied; and the information stored in accordance with regulation 32(9) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

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Source: legislation.gov.uk · retrieved 2026-09-04