Section 38(2)

The Financial Services and Markets Act 2000 (Markets in Financial Instruments) Regulations 2017 · United Kingdom

For the purposes of this Part “the appropriate regulator” means— in a case where an investment firm or credit institution is a PRA-authorised person, the FCA or PRA; in any other case, the FCA.

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Source: legislation.gov.uk · retrieved 2026-09-04