Section 40(3)

If the appropriate regulator proposes to impose a requirement on an investment firm, credit institution, or recognised investment exchange, or imposes such a requirement with immediate effect, it must give written notice— to that investment firm, credit institution, or recognised investment exchange, and to each person on the management board of the investment firm, credit institution, or recognised investment exchange to whom the requirement relates (“interested party”).

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Source: legislation.gov.uk · retrieved 2026-09-04