applicable remuneration rules — rule 15.10 of the Remuneration Part of the PRA Rulebook Section 36(2)

appropriate regulator — the PRA in relation to a PRA-authorised person and the FCA in relation to any other person Schedule 2, Part 1, paragraph 15(10)

Article 3 — Article 3 of Directive 2001/24/EC of the European Parliament and of the Council of 4 April 2001 on the reorganisation and winding up of credit institutions Schedule 2, Part 1, paragraph 15(1)

capital requirements directive — Directive 2013/36/EU of the European Parliament and of the Council of 26 June 2013 on access to the activity of credit institutions and the prudential supervision of credit institutions and investment firms, amending Directive 2002/87/EC and repealing Directives 2006/48/EC and 2006/49/EC Schedule 2, Part 1, paragraph 24

capital requirements directive — Directive 2013/36/EU of the European Parliament and of the Council of 26 June 2013 on access to the activity of credit institutions and the prudential supervision of credit institutions and investment firms, amending Directive 2002/87/EC and repealing Directives 2006/48/EC and 2006/49/EC Schedule 2, Part 2, paragraph 35(5C)

capital requirements directive — Directive 2013/36/EU of the European Parliament and of the Council of 26 June 2013 relating to the activity of credit institutions and the prudential supervision of credit institutions and investment firms, amending Directive 2002/87/EC and repealing Directives 2006/48/EC and 2006/49/EC Schedule 2, Part 3, paragraph 63(2)

capital requirements directive — Directive 2013/36/EU of the European Parliament and of the Council of 26 June 2013 relating to the activity of credit institutions and the prudential supervision of credit institutions and investment firms, amending Directive 2002/87/EC and repealing Directives 2006/48/EC and 2006/49/EC; in the definition of “excluded rights” for “Banking Consolidation Directive” substitute “ capital requirements directive ” in each place where it appears Schedule 2, Part 3, paragraph 71

capital requirements regulation — Regulation (EU) No 575/2013 of the European Parliament and of the Council of 26 June 2013 on prudential requirements for credit institutions and investment firms and amending Regulation (EU) No 648/2012 Schedule 2, Part 1, paragraph 24

capital requirements regulation — Regulation (EU) No. 575/2013 of the European Parliament and of the Council of 26 June 2013 on prudential requirements for credit institutions and investment firms and amending Regulation (EU) No. 648/2012; in the definition of “branch” for “Article 4(3) of the banking consolidation directive” substitute “ Article 4(1)(17) of the capital requirements regulation ”; for the definition of “EEA credit institution” substitute— Schedule 2, Part 3, paragraph 63(2)

capital requirements regulation — Regulation (EU) 575/2013 of the European Parliament and of the Council of 26 June 2013 on prudential requirements for credit institutions and investment firms and amending Regulation (EU) No 648/2012; in the definition of “liquid assets”— in paragraph (a), for “paragraph 68(a) or (b) of Annex VI to the banking consolidation directive” substitute “ Article 129(1)(a) or (b) of the capital requirements regulation Schedule 2, Part 3, paragraph 69(2)

capital requirements regulation — Regulation (EU) No 575/2013 of the European Parliament and of the Council of 26 June 2013 on prudential requirements for credit institutions and investment firms and amending Regulation (EU) No 648/2012 Section 2(1)

consolidated situation — the situation that results from an entity being treated, for the purposes of the capital requirements regulation or CRR rules (as appropriate), as if that entity and one or more other entities formed a single entity; “CRR rules” has the meaning given in section 144A of FSMA; ... ... ... ... ... ... .. Section 2(1)

credit claims — pecuniary claims which arise out of an agreement whereby a credit institution, as defined in Article 4(1)(1) of Regulation (EU) 575/2013 of the European Parliament and of the Council of 26 June 2013, and including the institutions listed in Article 2(5)(2) to (23) of Directive 2013/36/EU of the European Parliament and of the Council of 26 June 2013, grants credit in the form of a loan Schedule 2, Part 3, paragraph 61

credit institution — borrowed from another act; this instrument states no meaning of its own Schedule 2, Part 2, paragraph 42(2)

credit institution — borrowed from another act; this instrument states no meaning of its own Schedule 2, Part 3, paragraph 48

credit institution — a credit institution for the purposes of Article 4(1)(1) of Regulation (EU) No. 575/2013 of the European Parliament and of the Council of 26 June 2013 on prudential requirements for credit institutions and investment firms and amending Regulation (EU) No. 648/2012; for the definition of “financial institution” substitute— Schedule 2, Part 3, paragraph 49

credit institution — a credit institution for the purposes of Article 4(1)(1) of Regulation (EU) No. 575/2013 of the European Parliament and of the Council of 26 June 2013 on prudential requirements for credit institutions and investment firms and amending Regulation (EU) No. 648/2012; for the definition of “financial institution” substitute— Schedule 2, Part 3, paragraph 50

credit institution — a credit institution for the purposes of Article 4(1)(1) of Regulation (EU) 575/2013 of the European Parliament and of the Council of 26 June 2013 on prudential requirements for credit institutions and investment firms and amending Regulation (EU) No 648/2012; for the definition of “financial institution” substitute— Schedule 2, Part 3, paragraph 60

credit institution — borrowed from another act; this instrument states no meaning of its own Schedule 2, Part 3, paragraph 62

credit institution — a credit institution as defined by Article 4(1)(1) of Regulation (EU) 575/2013 of the European Parliament and of the Council of 26 June 2013 on prudential requirements for credit institutions and investment firms and amending Regulation (EU) No 648/2012 Schedule 2, Part 3, paragraph 65

Directive 2013/36/EU UK law — the law of the United Kingdom which was relied on by the United Kingdom immediately before IP completion day to implement the capital requirements directive and its implementing measures— as they have effect on 1 January 2022, in the case of rules made by the FCA or by the PRA under FSMA; and as amended from time to time, in all other cases Section 2A(1)

EEA credit institution — an EEA undertaking, other than a UK credit institution, of the kind mentioned in Article 4(1)(1) and 4(1)(17) of the capital requirements regulation and subject to the exclusion of the undertakings referred to in Article 2(5)(2) to (23) of the capital requirements directive; in the definition of “EEA regulator” for “Article 4(4) of the banking consolidation directive” substitute “ Article 4(1)(40) of the capital requirements regulation Schedule 2, Part 3, paragraph 63(2)

financial institution — a financial institution for the purposes of Article 4(1)(26) of Regulation (EU) No. 575/2013 of the European Parliament and of the Council of 26 June 2013 on prudential requirements for credit institutions and investment firms and amending Regulation (EU) No. 648/2012 or any undertaking located outside the EEA which does not fall within the definition in that Article but which carries on equivalent activities Schedule 2, Part 3, paragraph 49

financial institution — a financial institution for the purposes of Article 4(1)(26) of Regulation (EU) No. 575/2013 of the European Parliament and of the Council of 26 June 2013 on prudential requirements for credit institutions and investment firms and amending Regulation (EU) No. 648/2012 or any undertaking located outside the EEA which does not fall within the definition in that Article but which carries on equivalent activities Schedule 2, Part 3, paragraph 50

financial institution — a financial institution for the purposes of Article 4(1)(26) of Regulation (EU) 575/2013 of the European Parliament and of the Council of 26 June 2013 on prudential requirements for credit institutions and investment firms and amending Regulation (EU) No 648/2012 Schedule 2, Part 3, paragraph 60

FSMA — the Financial Services and Markets Act 2000 Section 2(1)

group — a group whose members include one or more institutions; ... ... ... ... ... ... .. Section 2(1)

internal model review — a review carried out under regulation 34B Section 34(4)

on a consolidated basis — on the basis of the consolidated situation Section 2(1)

own funds — borrowed from another act; this instrument states no meaning of its own Schedule 2, Part 2, paragraph 34

permission — a decision made by the PRA in relation to an institution under a power conferred on the PRA by— the capital requirements regulation; ... section 144G of FSMA and CRR rules (as defined in Part 9D of FSMA); section 192XC of FSMA and section 192XA rules (as defined in Part 12B of FSMA); any of the Specified EU Regulations under the Capital Requirements Regulation, as amended from time to time; or a technical standard made by the PRA ... under the functions conferred on them by the Capital Requirements Regulation as amended by Part 4, Chapter 3 of the Capital Requirements (Amendment) (EU Exit) Regulations 2018. “protected item” has the same meaning as in section 413 of FSMA Section 39(1)

relevant EEA firm — an EEA firm falling within paragraph 5(a) or 5(b) of Schedule 3 which is exercising in the United Kingdom an EEA right deriving from capital requirements directive Schedule 2, Part 1, paragraph 15(1)

relevant notice — a written notice— given under regulation 41 in relation to a decision of the PRA; or stating that an event referred to in paragraph (5) has occurred in relation to that decision Section 43(4)

single market restrictions — borrowed from another act; this instrument states no meaning of its own Schedule 2, Part 3, paragraph 55

Specified EU Regulations under the Capital Requirements Regulation — the EU regulations or parts of EU regulations which form part of assimilated law and which are specified in paragraphs 78 to 83 and 126 to 168, in Schedule 1 to the Financial Regulators' Powers (Technical Standards) (Amendment etc.) (EU Exit) Regulations Section 2(1)

SREP — the supervisory review and evaluation process detailed in regulation 34A Section 34(4)

the Bank — the Bank of England Schedule 2, Part 2, paragraph 39

the capital requirements directive — Directive 2013/36/EU of the European Parliament and of the Council of 26 June 2013 relating to the activity of credit institutions and the prudential supervision of credit institutions and investment firms, amending Directive 2002/87/EC and repealing Directives 2006/48/EC and 2006/49/EC Schedule 2, Part 2, paragraph 44(3)

the capital requirements directive — Directive 2013/36/EU of the European Parliament and of the Council of 26 June 2013 relating to the activity of credit institutions and the prudential supervision of credit institutions and investment firms, amending Directive 2002/87/EC and repealing Directives 2006/48/EC and 2006/49/EC Schedule 2, Part 3, paragraph 64(2)

the capital requirements directive — Directive 2013/36/EU of the European Parliament and of the Council of 26 June 2013 relating to the activity of credit institutions and the prudential supervision of credit institutions and investment firms, amending Directive 2002/87/EC and repealing Directives 2006/48/EC and 2006/49/EC Schedule 2, Part 3, paragraph 67

the capital requirements directive — Directive 2013/36/EU of the European Parliament and of the Council of 26 June 2013 relating to the activity of credit institutions and the prudential supervision of credit institutions and investment firms, amending Directive 2002/87/EC and repealing Directives 2006/48/EC and 2006/49/EC Schedule 2, Part 3, paragraph 68(2)

the capital requirements directive — Directive 2013/36/EU of the European Parliament and of the Council of 26 June 2013 relating to the activity of credit institutions and the prudential supervision of credit institutions and investment firms, amending Directive 2002/87/EC and repealing Directives 2006/48/EC and 2006/49/EC Schedule 2, Part 3, paragraph 70(2)

the capital requirements directive — Directive 2013/36/EU of the European Parliament and of the Council of 26 June 2013 relating to the activity of credit institutions and the prudential supervision of credit institutions and investment firms, amending Directive 2002/87/EC and repealing Directives 2006/48/EC and 2006/49/EC Schedule 2, Part 3, paragraph 75(2)

the capital requirements regulation — Regulation (EU) No. 575/2013 of the European Parliament and of the Council Schedule 2, Part 2, paragraph 39

the Capital Requirements Regulation — Regulation (EU) No. 575/2013 of the European Parliament and of the Council Schedule 2, Part 2, paragraph 41(5)

the capital requirements regulation — Regulation (EU) No. 575/2013 of the European Parliament and of the Council Schedule 2, Part 2, paragraph 44(3)

the capital requirements regulation — Regulation (EU) 575/2013 of the European Parliament and of the Council of 26 June 2013 on prudential requirements for credit institutions and investment firms and amending Regulation (EU) No 648/2012; for paragraph (b) of the definition of “directive requirement” substitute— Article 127 of the capital requirements directive; in paragraph (a) of the definition of “regulated entity” for “Article 4(1) of the banking consolidation directive” substitute “ Article 4(1)(1) of the capital requirements regulation Schedule 2, Part 3, paragraph 64(2)

the capital requirements regulation — Regulation (EU) 575/2013 of the European Parliament and of the Council of 26 June 2013 on prudential requirements for credit institutions and investment firms and amending Regulation (EU) No 648/2012 Schedule 2, Part 3, paragraph 68(2)

the capital requirements regulation — Regulation (EU) 575/2013 of the European Parliament and of the Council of 26 June 2013 on prudential requirements for credit institutions and investment firms and amending Regulation (EU) No 648/2012; in the definition of “credit institution” for “Article 4(1) of the banking consolidation directive” substitute “ Article 4(1)(1) of the capital requirements regulation Schedule 2, Part 3, paragraph 70(2)

the capital requirements regulation — Regulation (EU) 575/2013 of the European Parliament and of the Council of 26 June 2013 on prudential requirements for credit institutions and investment firms and amending Regulation (EU) No 648/2012 in the definition of “credit institution”— for “Article 4(1) of the banking consolidation directive” substitute “ Article 4(1)(1) of the capital requirements regulation Schedule 2, Part 3, paragraph 75(2)