lexiara

preamble_5

Directive 2009/65/EC of the European Parliament and of the Council of 13 July 2009 on the coordination of laws, regulations and administrative provisions relating to undertakings for collective investment in transferable securities (UCITS) (recast) (Text with EEA relevance) · European Union

CONTENT CHAPTER ISUBJECT MATTER, SCOPE AND DEFINITIONSArticles 1 to 4CHAPTER IIAUTHORISATION OF UCITSArticle 5CHAPTER IIIOBLIGATIONS REGARDING MANAGEMENT COMPANIESSECTION 1Conditions for taking up businessArticles 6 to 8SECTION 2Relations with third countriesArticle 9SECTION 3Operating conditionsArticles 10 to 15SECTION 4Freedom of establishment and freedom to provide servicesArticles 16 to 21CHAPTER IVOBLIGATIONS REGARDING THE DEPOSITARYArticles 22 to 26CHAPTER VOBLIGATIONS REGARDING INVESTMENT COMPANIESSECTION 1Conditions for taking up businessArticles 27 to 29SECTION 2Operating conditionsArticles 30 and 31SECTION 3Obligations regarding the depositaryArticles 32 to 36CHAPTER VIMERGERS OF UCITSSECTION 1Principle, authorisation and approvalArticles 37 to 40SECTION 2Third party control, information of unit-holders and other rights of unit-holdersArticles 41 to 45SECTION 3Costs and entry into effectArticles 46 to 48CHAPTER VIIOBLIGATIONS CONCERNING THE INVESTMENT POLICIES OF UCITSArticles 49 to 57CHAPTER VIIIMASTER-FEEDER STRUCTURESSECTION 1Scope and approvalArticles 58 and 59SECTION 2Common provisions for feeder UCITS and master UCITSArticle 60SECTION 3Depositaries and auditorsArticles 61 and 62SECTION 4Compulsory information and marketing communications by the feeder UCITSArticle 63SECTION 5Conversion of existing UCITS into feeder UCITS and change of master UCITSArticle 64SECTION 6Obligations and competent authoritiesArticles 65 to 67CHAPTER IXOBLIGATIONS CONCERNING INFORMATION TO BE PROVIDED TO INVESTORSSECTION 1Publication of a prospectus and periodical reportsArticles 68 to 75SECTION 2Publication of other informationArticles 76 and 77SECTION 3Key investor informationArticles 78 to 82CHAPTER XGENERAL OBLIGATIONS OF UCITSArticles 83 to 90CHAPTER XISPECIAL PROVISIONS APPLICABLE TO UCITS WHICH MARKET THEIR UNITS IN MEMBER STATES OTHER THAN THOSE IN WHICH THEY ARE ESTABLISHEDArticles 91 to 96CHAPTER XIIPROVISIONS CONCERNING THE AUTHORITIES RESPONSIBLE FOR AUTHORISATION AND SUPERVISIONArticles 97 to 110CHAPTER XIIIEUROPEAN SECURITIES COMMITTEEArticles 111 and 112CHAPTER XIVDEROGATIONS, TRANSITIONAL AND FINAL PROVISIONSSECTION 1DerogationsArticles 113 and 114SECTION 2Transitional and final provisionsArticles 115 to 119ANNEX ISchedules A and BANNEX IIFunctions included in the activity of collective portfolio managementANNEX IIIPart ARepealed Directive with list of its successive amendmentsPart BList of time limits for transposition into national law and applicationANNEX IVCorrelation table

· All articles ·

Source: EUR-Lex (Cellar) · retrieved 2026-10-10 · Text as adopted (Official Journal); later amendments are not incorporated in this text.