Directive 2009/65/EC of the European Parliament and of the Council of 13 July 2009…

Directive 2009/65/EC of the European Parliament and of the Council of 13 July 2009 on the coordination of laws, regulations and administrative provisions relating to undertakings for collective investment in transferable securities (UCITS) (recast) (Text with EEA relevance)

directive · European Union · 32009L0065

789 provisions in 2709 nodes · cited by 34 instruments we hold · 80 provisions hand work to national law

Defined terms · All instruments · EU law · European Central Bank · Internet · accounting · administrative structures · auditing · bank deposit · branch

CHAPTER I SUBJECT MATTER, SCOPE AND DEFINITIONS

CHAPTER II AUTHORISATION OF UCITS

CHAPTER III OBLIGATIONS REGARDING MANAGEMENT COMPANIES

SECTION 1 Conditions for taking up business

SECTION 2 Relations with third countries

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SECTION 3 Operating conditions

SECTION 4 Freedom of establishment and freedom to provide services

CHAPTER IV OBLIGATIONS REGARDING THE DEPOSITARY

CHAPTER V OBLIGATIONS REGARDING INVESTMENT COMPANIES

SECTION 1 Conditions for taking up business

SECTION 2 Operating conditions

SECTION 3 Obligations regarding the depositary

CHAPTER VI MERGERS OF UCITS

SECTION 1 Principle, authorisation and approval

SECTION 2 Third-party control, information of unit-holders and other rights of unit-holders

SECTION 3 Costs and entry into effect

CHAPTER VII OBLIGATIONS CONCERNING THE INVESTMENT POLICIES OF UCITS

CHAPTER VIII MASTER-FEEDER STRUCTURES

SECTION 1 Scope and approval

SECTION 2 Common provisions for feeder and master UCITS

SECTION 3 Depositaries and auditors

SECTION 4 Compulsory information and marketing communications by the feeder UCITS

SECTION 5 Conversion of existing UCITS into feeder UCITS and change of master UCITS

SECTION 6 Obligations and competent authorities

CHAPTER IX OBLIGATIONS CONCERNING INFORMATION TO BE PROVIDED TO INVESTORS

SECTION 1 Publication of a prospectus and periodical reports

SECTION 2 Publication of other information

SECTION 3 Key investor information

CHAPTER X GENERAL OBLIGATIONS OF UCITS

CHAPTER XI SPECIAL PROVISIONS APPLICABLE TO UCITS WHICH MARKET THEIR UNITS IN MEMBER STATES OTHER THAN THOSE IN WHICH THEY ARE ESTABLISHED

CHAPTER XII PROVISIONS CONCERNING THE AUTHORITIES RESPONSIBLE FOR AUTHORISATION AND SUPERVISION

CHAPTER XIII EUROPEAN SECURITIES COMMITTEE

CHAPTER XIV DEROGATIONS, TRANSITIONAL AND FINAL PROVISIONS

SECTION 1 Derogations

SECTION 2 Transitional and final provisions

SCHEDULE B Information to be included in the periodic reports

I. Statement of assets and liabilities:

IV. Portfolio, distinguishing between:

V. Statement of the developments concerning the assets of the UCITS during the reference period including the following:

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VI. A comparative table covering the last three financial years and including, for each financial year, at the end of the financial year:

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ANNEX II Functions included in the activity of collective portfolio management:

PART A Repealed Directive with list of its successive amendments (referred to in Article 117)

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PART B List of time limits for transposition into national law and application (referred to in Article 117)

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ANNEX IV Correlation table

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