Section 204A(3)

The PRA is “the appropriate regulator” in the case of a contravention of— a requirement that is imposed under any provision of this Act by the PRA; a requirement under section 56(6) where the authorised person concerned is a PRA-authorised person and the prohibition order concerned is made by the PRA; . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . a requirement under section 62A(2) where the revised statement of responsibilities is to be provided to the PRA only; a requirement under section 64B(2) or (5) where the conduct rules concerned are made by the PRA; a requirement under section 64C(1) to notify the PRA that disciplinary action has been taken. a requirement imposed by regulation 8A(2) of the Securitisation Regulations 2024 where the institutional investor concerned is a PRA-authorised person; a requirement imposed by regulation 38 of the Securitisation Regulations 2024 on a PRA-authorised person in a case where the temporary prohibition imposed under regulation 37(1) or (2) of those Regulations was imposed by the PRA.

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Source: legislation.gov.uk · retrieved 2026-09-04