Section 204A(3A)

Either the PRA or the FCA is “the appropriate regulator” in the case of a contravention of— a requirement under section 59(1) or (2) where the authorised person concerned is a PRA-authorised person and the approval concerned falls to be given by the PRA; a requirement under section 60A(1) or (2) where the authorised person concerned is a PRA-authorised person and the approval concerned falls to be given by the PRA; a requirement under section 62A(2) where the revised statement of responsibilities is to be provided to the FCA and the PRA; a requirement under section 63(2A) where the approval concerned is within section 63(1A)(a); a requirement under section 63E(1) where the authorised person concerned is a PRA-authorised person and the function concerned is of a description specified in rules made by the PRA; a requirement under section 63F(1), (2), (4), (6) or (7) where the authorised person concerned is a PRA-authorised person and the certificate concerned relates to a function of a description specified in rules made by the PRA.

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Source: legislation.gov.uk · retrieved 2026-09-04