Section 16(4)

In paragraph (3)— “relevant firm”, in relation to a person, means an investment firm or qualifying credit institution which (in either case)— is the operator of a primary MTF, or is to trade on a primary MTF on the person’s behalf; the reference to the Conduct of Business sourcebook is a reference to that sourcebook in the Handbook of Rules and Guidance published by the FCA under FSMA 2000, as it has effect from time to time.

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Source: legislation.gov.uk · retrieved 2026-09-04