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The Public Offers and Admissions to Trading Regulations 2024

law · United Kingdom · uksi/2024/105

393 provisions

Defined terms · All instruments

1 Citation and extent
1
2
2 Commencement
1
2
3
3 Interpretation
4 “Transferable securities”
5 “Relevant securities”
1
2
6 Meaning of “excluded securities” in regulation 5
1
2
3
7 “Offer of relevant securities to the public”
1
2
3
4
5
6
8 “Primary MTF”
1
2
3
9 Designated activities: public offers of relevant securities
10 Designated activities: admissions to trading on regulated market
11 Designated activities: admissions to trading on primary MTF
12 Prohibition of public offers of relevant securities
1
2
13 Disclosure of information
1
2
3
4
14 FCA rules relating to admissions to trading on regulated market
1
2
15 FCA rules relating to admissions to trading on primary MTF
1
2
3
4
16 Qualified investor condition in regulation 15(2)(a)
1
2
3
4
17 FCA rules relating to public offers unconnected with admissions to trading
18 Further provision about regulated market admission rules
1
2
3
4
5
6
19 Matters to which FCA must have regard when making certain rules
20 Waiver or modification of rules
21 “Prospectus”, “MTF admission prospectus” and “supplementary prospectus”
1
2
3
4
5
22 Responsibility for prospectus or MTF admission prospectus
1
2
23 General requirements to be met by a prospectus or MTF admission prospectus
1
2
3
4
5
6
7
8
24 Issuers established outside UK: presentation of historical financial information
1
2
3
4
5
6
7
25 Exemptions from disclosure
1
2
3
26 Consideration of applications
1
2
3
4
5
6
27 Procedure for decision to refuse an application
1
2
3
4
5
6
28 Requirements to include information or to provide information or documents
1
2
29 Power to refuse to accept applications or to prohibit validation or publication
1
2
3
4
5
30 Compensation for statements in prospectus etc
1
2
3
4
5
6
7
8
9
10
31 Provisions supplementary to regulation 30
1
2
3
4
5
32 Withdrawal rights
1
2
3
4
5
6
33 FCA’s power to require information
1
2
3
4
5
6
7
8
34 Powers exercisable to protect investors or advance FCA’s operational objectives
1
2
3
35 Power to suspend, restrict or prohibit offer to the public
1
2
3
4
5
6
7
8
36 Power to suspend, restrict or prohibit admission to trading on regulated market
1
2
3
4
5
6
7
8
9
10
11
37 Power to suspend or prohibit trading on a trading facility
1
2
3
4
5
38 Regulations 34 to 37: procedure and right to refer to Tribunal
1
2
3
4
5
6
7
8
9
39 Public censure
1
2
40 Penalties for contraventions
1
2
3
41 Regulations 39 and 40: procedure and right to refer to Tribunal
1
2
3
4
5
6
7
42 Statement of policy
1
2
3
4
5
6
7
8
43 Statements of policy: procedure
1
2
3
4
5
6
7
44 Appointment by FCA of persons to carry out investigations
1
2
3
4
5
6
45 Reporting of infringements
1
2
3
46 Operating an electronic system for public offers of relevant securities
1
2
3
4
5
6
47 Amendments to other legislation
48 Saving provisions
1
2
3
49 References to Tribunal
1
2
50 Decisions to refuse to accept applications etc
1
2
51 Review
1
2
3
4
5
1
2
3
4
5
6
7
8
9
1
2
3
4
5
6
7
8
10
1
2
3
4
5
11
1
2
12
13
1
2
14
15
1
2
16
17
18
1
2
1
2
1
2
3
3
1
2
3
4
1
2
3
5
1
2
3
6
7
8
1
2
9
10
1
2
11
1
2
3
4
5
6
7
8
1
2
1
2
3
3
4
5
6
1
2
3
4
5
6
7
8
1
2
3
9
1
2
3
10
1
2
3
11
12
13
14
15
16
17
18
19
20
21
22
23
24
25
26
27
28
29
30
1
2
3
4
31
32
33
34
35
36
37
1
2
38
1
2