Section 5

In these Regulations “relevant securities” means— transferable securities, other than excluded securities, and investments that— are of a kind specified for the purposes of section 22 of FSMA 2000 (regulated activities) as a result of article 77 of the Financial Services and Markets Act 2000 (Regulated Activities) Order 2001 (instruments creating or acknowledging indebtedness), but are not transferable securities or excluded securities. In this regulation “excluded securities” has the meaning given in regulation 6.

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Source: legislation.gov.uk · retrieved 2026-09-04